PFLD was created on 2019-11-19 by AAM. The fund's investment portfolio concentrates primarily on broad credit fixed income. PFLD tracks a market-value weighted U.S. index of short-term preferred and hybrid securities that are multifactor-selected.
UOCT was created on 2018-10-01 by Innovator. The fund's investment portfolio concentrates primarily on large cap equity. UOCT aims for specific buffered losses and capped gains on the S&P 500 over a specific holdings period. The actively-managed fund holds options and collateral.
Key Details
Nov 19, 2019
Oct 01, 2018
Fixed Income
Equity
Broad Credit
Large Cap
Information on this page is obtained from our data provider, Xignite, an unaffiliated third party. Double believes the information shown here is reliable, but has not been verified and there is no guarantee that the information is accurate. We also show information based on calculations performed by Double using data from our provider. Double believes this information is reliable, but has not verified the data and there is no guarantee that the calculations are accurate.
PFLD - AAM Low Duration Preferred and Income Securities ETF and UOCT - Innovator U.S. Equity Ultra Buffer ETF October have a 0 holding overlap. Which accounts for a 0.0% overlap.
Number of overlapping holdings
0
% of overlapping holdings
0%
Name | Weight in PFLD | Weight in UOCT |
---|---|---|
SeekingAlpha
Capital solutions has become a catch-all moniker within private markets, leaving many asset allocators to scratch their heads as to what these funds actually do and the risks they take.
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Not all income-focused securities are created equal. Just because a product has "preferred" or "loan" in the name does not mean it behaves like every other securities with a similar label.
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PFLD focuses on preferred stocks and bonds with varying yields and maturities. Read how this ETF presents a mix of income-generating securities for investors.
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Preferred equity sits lower on the capital stack than bonds. Check out preferred securities ETFs, focused on dividend yields and performance metrics.
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Advisors Asset Management (AAM), a leading investment solutions provider, announced today that its AAM Low Duration Preferred & Income Securities ETF (NYSE: PFLD) has surpassed $500 million in assets under management (AUM).
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PFLD ETF markets itself as a low duration portfolio, less sensitive to rate changes. Check out how the analysis argues that claim is debatable.
Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
POCT | 97.21% | $789.23M | 0.79% | |
BUFR | 95.71% | $6.53B | 0.95% | |
PAUG | 95.13% | $774.60M | 0.79% | |
BJUL | 94.97% | $237.23M | 0.79% | |
UJUL | 94.58% | $137.61M | 0.79% | |
UJUN | 94.57% | $63.64M | 0.79% | |
BUFD | 94.55% | $1.28B | 0.95% | |
UDEC | 94.48% | $400.18M | 0.79% | |
PDEC | 94.38% | $998.07M | 0.79% | |
PJUN | 94.23% | $609.98M | 0.79% | |
BJUN | 94.21% | $138.22M | 0.79% | |
PJUL | 94.19% | $870.86M | 0.79% | |
SPYI | 93.94% | $3.61B | 0.68% | |
UDIV | 93.85% | $56.51M | 0.06% | |
BAPR | 93.72% | $395.66M | 0.79% | |
SPY | 93.69% | $596.89B | 0.0945% | |
PSTP | 93.64% | $105.55M | 0.89% | |
RECS | 93.62% | $2.71B | 0.15% | |
IYY | 93.54% | $2.33B | 0.2% | |
BBUS | 93.53% | $4.62B | 0.02% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
NLY | 59.50% | $11.37B | -3.54% | 13.95% |
BLK | 59.11% | $149.22B | +23.18% | 2.10% |
RITM | 57.23% | $5.90B | +1.00% | 8.92% |
WDI | 57.12% | - | - | 12.18% |
NMRK | 56.94% | $1.93B | +0.67% | 1.13% |
STWD | 55.96% | $6.63B | +3.12% | 9.77% |
AGNC | 55.77% | $9.02B | -8.30% | 16.08% |
DX | 55.53% | $1.27B | -2.87% | 14.77% |
MFA | 55.48% | $958.78M | -12.63% | 14.94% |
EFC | 55.45% | $1.19B | +4.91% | 12.28% |
SPGI | 54.81% | $156.42B | +16.38% | 0.72% |
BNT | 54.05% | $11.50B | +28.02% | 0.00% |
IVR | 53.99% | $484.68M | -19.67% | 20.75% |
NMAI | 53.69% | - | - | 13.61% |
ARR | 53.56% | $1.31B | -15.81% | 17.84% |
LADR | 53.44% | $1.32B | -6.62% | 8.85% |
MCO | 53.28% | $84.49B | +14.38% | 0.76% |
NMFC | 53.23% | - | - | 12.49% |
BN | 53.18% | $94.06B | +27.49% | 0.57% |
JLL | 52.89% | $10.24B | +8.43% | 0.00% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
CNK | 0.10% | $3.73B | +81.49% | 0.24% |
ASPS | -0.15% | $74.19M | -50.47% | 0.00% |
TGI | 0.21% | $1.99B | +83.69% | 0.00% |
ASC | -0.30% | $396.90M | -57.48% | 9.60% |
CREG | -0.31% | $17.91M | -35.88% | 0.00% |
CYCN | 0.33% | $10.50M | +10.48% | 0.00% |
GAN | 0.67% | $91.53M | +48.12% | 0.00% |
CPSH | 0.68% | $42.42M | +64.04% | 0.00% |
SAVA | 0.79% | $101.93M | -90.28% | 0.00% |
STNG | -0.90% | $2.04B | -50.79% | 3.95% |
SHLS | -0.99% | $767.33M | -42.98% | 0.00% |
EDU | 1.00% | $7.60B | -39.95% | 0.00% |
INSW | 1.10% | $1.84B | -36.33% | 1.27% |
NEUE | 1.23% | $60.26M | +13.45% | 0.00% |
CORT | 1.30% | $8.34B | +185.94% | 0.00% |
GFI | 1.41% | $20.67B | +43.86% | 2.54% |
IMNN | 1.48% | $20.35M | -23.18% | 0.00% |
DHT | 1.53% | $1.88B | -4.26% | 9.29% |
GO | 1.67% | $1.30B | -41.25% | 0.00% |
TNK | -1.88% | $1.53B | -37.24% | 2.23% |
Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
TBLL | -0.05% | $2.32B | 0.08% | |
TPMN | -0.12% | $30.84M | 0.65% | |
UNG | 0.59% | $326.26M | 1.06% | |
KMLM | 0.99% | $191.47M | 0.9% | |
BILZ | 1.48% | $833.31M | 0.14% | |
FXE | -1.51% | $520.60M | 0.4% | |
FXY | -1.58% | $862.41M | 0.4% | |
CLIP | -1.76% | $1.51B | 0.07% | |
TFLO | -1.82% | $7.06B | 0.15% | |
ULST | 1.82% | $643.63M | 0.2% | |
BIL | -1.89% | $44.98B | 0.1356% | |
XONE | 2.19% | $610.77M | 0.03% | |
XHLF | 2.28% | $1.47B | 0.03% | |
CTA | 2.47% | $1.09B | 0.76% | |
WEAT | 2.65% | $121.88M | 0.28% | |
GBIL | 2.77% | $6.09B | 0.12% | |
UDN | 2.91% | $139.12M | 0.78% | |
UUP | -3.20% | $271.74M | 0.77% | |
BILS | 3.22% | $3.93B | 0.1356% | |
CANE | 4.51% | $10.92M | 0.29% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
K | -9.18% | $28.58B | +34.98% | 2.76% |
NEOG | -9.14% | $1.32B | -54.30% | 0.00% |
MVO | -8.31% | $66.76M | -37.91% | 21.86% |
STTK | -6.74% | $51.73M | -85.58% | 0.00% |
CVM | -5.84% | $7.62M | -93.20% | 0.00% |
HUSA | -4.85% | $10.46M | -48.69% | 0.00% |
AGL | -4.70% | $918.97M | -63.55% | 0.00% |
VSA | -4.05% | $6.65M | -46.11% | 0.00% |
SRRK | -4.01% | $2.85B | +181.16% | 0.00% |
ZCMD | -3.65% | $29.04M | -14.81% | 0.00% |
VRCA | -2.27% | $56.58M | -92.85% | 0.00% |
KR | -2.24% | $45.67B | +29.44% | 1.87% |
EZPW | -2.24% | $737.18M | +31.37% | 0.00% |
UNH | -2.17% | $268.12B | -41.84% | 2.81% |
DG | -2.06% | $22.30B | -30.19% | 2.33% |
CBOE | -2.00% | $24.25B | +26.84% | 1.06% |
TNK | -1.88% | $1.53B | -37.24% | 2.23% |
SHLS | -0.99% | $767.33M | -42.98% | 0.00% |
STNG | -0.90% | $2.04B | -50.79% | 3.95% |
CREG | -0.31% | $17.91M | -35.88% | 0.00% |
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Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
PFF | 82.27% | $13.56B | 0.46% | |
PFFD | 79.44% | $2.28B | 0.23% | |
PGF | 78.60% | $776.03M | 0.54% | |
PGX | 78.02% | $3.91B | 0.51% | |
FPE | 77.09% | $5.67B | 0.85% | |
PSK | 76.82% | $809.10M | 0.45% | |
PFFV | 74.76% | $302.66M | 0.25% | |
PFXF | 74.12% | $1.76B | 0.4% | |
SPFF | 72.52% | $130.30M | 0.48% | |
PHB | 69.38% | $334.05M | 0.5% | |
HYDB | 68.49% | $1.46B | 0.35% | |
BINC | 68.21% | $9.05B | 0.4% | |
JNK | 68.12% | $7.12B | 0.4% | |
HYLS | 68.05% | $1.66B | 1.02% | |
BBHY | 67.85% | $417.61M | 0.07% | |
VWOB | 67.83% | $4.92B | 0.15% | |
SHYG | 67.68% | $6.22B | 0.3% | |
HYG | 67.64% | $15.91B | 0.49% | |
SJNK | 67.53% | $4.31B | 0.4% | |
EMHY | 67.49% | $433.29M | 0.5% |
Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
VIXY | -47.79% | $132.94M | 0.85% | |
TAIL | -41.91% | $118.28M | 0.59% | |
BTAL | -30.10% | $327.18M | 1.43% | |
IVOL | -12.49% | $349.86M | 1.02% | |
USDU | -10.38% | $169.67M | 0.5% | |
KCCA | -5.68% | $94.86M | 0.87% | |
CORN | -4.52% | $50.36M | 0.2% | |
UUP | -3.20% | $271.74M | 0.77% | |
BIL | -1.89% | $44.98B | 0.1356% | |
TFLO | -1.82% | $7.06B | 0.15% | |
CLIP | -1.76% | $1.51B | 0.07% | |
FXY | -1.58% | $862.41M | 0.4% | |
FXE | -1.51% | $520.60M | 0.4% | |
TPMN | -0.12% | $30.84M | 0.65% | |
TBLL | -0.05% | $2.32B | 0.08% | |
UNG | 0.59% | $326.26M | 1.06% | |
KMLM | 0.99% | $191.47M | 0.9% | |
BILZ | 1.48% | $833.31M | 0.14% | |
ULST | 1.82% | $643.63M | 0.2% | |
XONE | 2.19% | $610.77M | 0.03% |
Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
TAIL | -86.41% | $118.28M | 0.59% | |
VIXY | -75.09% | $132.94M | 0.85% | |
BTAL | -61.31% | $327.18M | 1.43% | |
IVOL | -49.39% | $349.86M | 1.02% | |
FXY | -35.26% | $862.41M | 0.4% | |
SPTS | -34.08% | $5.74B | 0.03% | |
FTSD | -33.05% | $212.56M | 0.25% | |
XONE | -30.86% | $610.77M | 0.03% | |
UTWO | -30.70% | $384.85M | 0.15% | |
VGSH | -29.24% | $22.43B | 0.03% | |
SCHO | -28.63% | $10.89B | 0.03% | |
IBTI | -23.32% | $1.01B | 0.07% | |
SHYM | -22.83% | $322.28M | 0.35% | |
IBTG | -21.75% | $1.90B | 0.07% | |
IBTH | -21.71% | $1.54B | 0.07% | |
IBTJ | -20.89% | $667.91M | 0.07% | |
BWX | -20.43% | $1.41B | 0.35% | |
XHLF | -20.20% | $1.47B | 0.03% | |
BILS | -19.49% | $3.93B | 0.1356% | |
IEI | -19.35% | $15.81B | 0.15% |
Name | Correlation | AUM | Expense Ratio | |
---|---|---|---|---|
LMBS | -0.02% | $4.98B | 0.64% | |
CGCB | -0.05% | $2.24B | 0.27% | |
BNDW | -0.11% | $1.21B | 0.05% | |
SHM | -0.15% | $3.38B | 0.2% | |
GOVI | 0.18% | $860.54M | 0.15% | |
MLN | -0.27% | $525.66M | 0.24% | |
GLDM | 0.64% | $14.55B | 0.1% | |
TIPX | 0.67% | $1.64B | 0.15% | |
DFNM | -0.72% | $1.53B | 0.17% | |
ISTB | 0.79% | $4.43B | 0.06% | |
CANE | 1.00% | $10.92M | 0.29% | |
SHV | -1.06% | $20.76B | 0.15% | |
SGOL | 1.09% | $5.03B | 0.17% | |
IBTF | 1.22% | $2.10B | 0.07% | |
CTA | -1.24% | $1.09B | 0.76% | |
NUBD | 1.35% | $389.51M | 0.16% | |
BAR | 1.46% | $1.10B | 0.1749% | |
SMMU | -1.49% | $836.98M | 0.35% | |
IAU | 1.49% | $45.90B | 0.25% | |
AAAU | 1.51% | $1.44B | 0.18% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
JHG | 79.99% | $5.71B | +5.47% | 4.24% |
AXP | 79.43% | $199.82B | +19.75% | 1.02% |
BN | 78.28% | $94.06B | +27.49% | 0.57% |
TROW | 77.96% | $20.49B | -21.30% | 5.30% |
BNT | 77.85% | $11.50B | +28.02% | 0.00% |
JEF | 76.89% | $9.99B | +4.20% | 3.05% |
MS | 76.87% | $202.26B | +27.38% | 2.93% |
BLK | 76.80% | $149.22B | +23.18% | 2.10% |
GS | 76.64% | $183.66B | +29.78% | 1.94% |
EVR | 76.44% | $8.74B | +10.61% | 1.39% |
ARES | 76.24% | $35.02B | +9.78% | 2.39% |
CPAY | 76.21% | $22.86B | +21.04% | 0.00% |
PH | 76.14% | $83.69B | +23.62% | 1.01% |
MCO | 76.12% | $84.49B | +14.38% | 0.76% |
BX | 75.97% | $165.14B | +10.09% | 2.54% |
DOV | 75.61% | $24.39B | -3.42% | 1.14% |
KKR | 75.33% | $104.37B | +10.10% | 0.59% |
APO | 74.94% | $74.79B | +13.29% | 1.42% |
SF | 74.64% | $9.57B | +14.88% | 1.81% |
IVZ | 74.56% | $6.44B | -8.00% | 5.64% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
TEF | <0.01% | $29.35B | +16.85% | 6.03% |
PHYS | -0.14% | - | - | 0.00% |
VSTA | -0.14% | $321.61M | +12.32% | 0.00% |
STG | -0.16% | $26.50M | -45.78% | 0.00% |
CYCN | 0.22% | $10.50M | +10.48% | 0.00% |
MO | 0.35% | $100.63B | +31.33% | 6.77% |
LITB | -0.36% | $25.38M | -66.67% | 0.00% |
CARV | -0.40% | $7.56M | -19.13% | 0.00% |
AMT | -0.45% | $99.18B | +13.95% | 3.10% |
PPC | -0.46% | $11.76B | +53.61% | 0.00% |
AEP | 0.51% | $54.96B | +15.63% | 3.55% |
DADA | -0.55% | $557.20M | +20.11% | 0.00% |
COR | 0.60% | $56.66B | +33.56% | 0.74% |
DUK | -0.80% | $90.54B | +14.02% | 3.58% |
LTM | 0.89% | $11.41B | -96.44% | 2.62% |
CPSH | 1.07% | $42.42M | +64.04% | 0.00% |
ALHC | 1.17% | $2.86B | +102.23% | 0.00% |
GORV | 1.24% | $31.76M | -91.72% | 0.00% |
JNJ | 1.36% | $367.98B | +4.06% | 2.44% |
AQB | 1.50% | $3.28M | -54.14% | 0.00% |
Name | Correlation | Market Cap | Return % (1 Year) | Div Yield % |
---|---|---|---|---|
CBOE | -15.74% | $24.25B | +26.84% | 1.06% |
AWK | -12.81% | $28.01B | +11.99% | 2.18% |
ED | -11.20% | $37.51B | +10.24% | 3.23% |
FMTO | -10.79% | $39.64M | -99.94% | 0.00% |
KR | -9.83% | $45.67B | +29.44% | 1.87% |
MKTX | -7.85% | $8.17B | +0.44% | 1.38% |
K | -7.58% | $28.58B | +34.98% | 2.76% |
DG | -7.24% | $22.30B | -30.19% | 2.33% |
BCE | -6.18% | $19.85B | -35.87% | 13.22% |
NEOG | -5.55% | $1.32B | -54.30% | 0.00% |
ASPS | -5.51% | $74.19M | -50.47% | 0.00% |
CME | -5.10% | $102.37B | +32.17% | 3.71% |
ZCMD | -5.08% | $29.04M | -14.81% | 0.00% |
MSEX | -4.45% | $1.03B | +6.22% | 2.34% |
TU | -3.89% | $24.42B | -0.92% | 7.01% |
UUU | -3.84% | $5.50M | +52.32% | 0.00% |
YORW | -3.48% | $469.88M | -10.16% | 2.63% |
VSA | -3.34% | $6.65M | -46.11% | 0.00% |
WTRG | -3.13% | $10.89B | +4.38% | 3.34% |
VRCA | -2.99% | $56.58M | -92.85% | 0.00% |
AAM Low Duration Preferred and Income Securities ETF - PFLD is made up of 159 holdings. Innovator U.S. Equity Ultra Buffer ETF October - UOCT is made up of 0 holdings.
Name | Weight |
---|---|
2.52% | |
2.47% | |
J JPMPRDJPMorgan Chase & Co Pfd | 2.20% |
2.15% | |
U USBPRHU.S. Bancorp DR | 1.82% |
S SCHWPRDCharles Schwab Corp DR | 1.61% |
1.61% | |
1.58% | |
1.57% | |
1.45% | |
1.42% | |
1.37% | |
1.28% | |
1.27% | |
A AGNCPNT AGNC Investment Corp FXDFR PRF PERPETUAL USD 25 Series F | 1.25% |
1.24% | |
1.19% | |
M MERPRKBank of America Corp. 6.45% | 1.17% |
1.17% | |
1.14% | |
A ALLPRBAllstate Corp Pfd | 1.12% |
1.10% | |
R RFPRFNT Regions Financial Corp FXDFR PRF PERPETUAL USD 25 - Dep Rep 1/40th Ser F | 1.10% |
1.10% | |
K KEYPRIKeyCorp DR | 1.09% |
1.08% | |
1.08% | |
1.08% | |
1.07% | |
1.02% |
Name | Weight |
---|---|